2018 Forbes | SHOOK NY/NJ/CT Top Advisor Event

at Forbes on Fifth, November 27, 2018

Forbes on Fifth
24 5th Ave, NYC
November 27, 2018

Tuesday, Nov. 27, 2018

2pm - 6pm followed by cocktails

Join us at Forbes—Catch a sample of our Vegas event with speakers like Jeremy Siegel, Joel Greenblatt and America's Top Advisors and RIAs.

November 27, 2018



2:00 - 2:25 pm

Pre-Conference Session
Compensating and Incentivizing Your Team

Mary Deatherage, Morgan Stanley
Paul Tramontano, First Republic
Moderator: Jac McLean, Sr. Managing Director, NY Life Investments
— Presented by NY Life Investments

2:25 - 2:50 pm

Pre-Conference Session
The Future of Advice: Meeting Client Expectations in a Changing World

Patti Brennan, Key Financial, Inc.
Gregg Kaufman, Morgan Stanley
Moderator: John Diehl, Sr. VP, Hartford Funds
— Presented by Hartford Funds

2:50 - 3:00 pm


3:00 - 3:10 pm

Opening Remarks

R.J. Shook (Co-Founder, President, SHOOK Research, Senior Forbes Contributor)

3:10 - 3:15 pm

SHOOK “Talks”

Top Advisor shares #1 best idea

Peter Prentis, Wells Fargo

3:15 - 3:40 pm

SHOOK Impact: How our Top Advisors are impacting their clients' lives

Michael Poppo, UBS Financial Services
Elizabeth Weikes, JP Morgan Securities
Moderator: Frank Famiglietti, Managing Director/Head of Alt Distribution, Morgan Stanley Investment Mgmt

3:40 - 4:10 pm

Top Portfolio Managers discuss global investment strategies

Matthew McLennan, Head of Global Value, First Eagle
Brendan Ahern, Chief Investment Officer, KraneShares
William Housey, Head of Leveraged Finance, First Trust
Moderator: Gerry Klingman, Klingman & Associates

4:10 - 4:40 pm

What's Next for the Market and Economy

Jeremy Siegel, Professor, Wharton School of Finance; Senior Investment Strategy Advisor, WisdomTree

4:40 - 4:55 pm


4:55 - 5:10 pm

Partnership of Empowerment

Jeff Erdmann, Merrill Lynch

5:10 - 5:35 pm

Adding Value in a Passive World

Joel Greenblatt - Managing Principal & Co-Chief Investment Officer, Gotham Asset Management

5:35 - 6:00 pm

Open Dialogue with the Fastest Growing Teams

Dan Schwartz, UBS Financial Services
Michael Sawyer, Morgan Stanley
Robert Waldele, Merrill Lynch
Moderator: Jim Cotchett, Sr. VP/Eastern Divisional Sales Manager, First Eagle Investment Management

6:00 - 6:05 pm

Closing Remarks

R.J. Shook (Co-Founder, President, SHOOK Research, Senior Forbes Contributor)

6:05 - 7:00 pm

Cocktails/Heavy Apps